| Thu, 21 Nov 2024
Compliance Forms and Reports
Market Governance
Compliance Forms
| Title | Description | Date Published | File Type | Size | |
|---|---|---|---|---|---|
| Reserve Market Compliance - FAQ | Provides prompt and accessible answers to common questions that the Ancillary Services Providers might have | 05 Aug 2024 | 
PDF
|
189 KB | |
| Reserve Market Compliance - Work Instructions | Provides guidance to Ancillary Services Providers in retrieving and submitting Reserve Market documents via FTP | 05 Aug 2024 |
PDF
|
349 KB | |
| Reserve Market Compliance - Request for Reassessment (Annex) | Form that contains specific details of the request for reassessment, such as, the pertinent trading dates, intervals, resource IDs, description of incidents, etc., and is made an integral part of the Request for Reassessment Form | 05 Aug 2024 | 
XLSX
|
19 KB | |
| Reserve Market Compliance - Request for Reassessment with Notice of claim | Form to be used by an Ancillary Services Provider requesting for an independent or separate evaluation, validation, and assessment of its claim relative to a finding of breach of Reserve Conformance Standards. | 05 Aug 2024 | 
DOCX
|
229 KB | |
| Remedial Measures Form B | This is the form/template to be accomplished and filed by a WESM Member when submitting their response or propose action plan on the Notice of Remedial Measures (Form A) issued by the Enforcement and Compliance Office (ECO) | 31 Jul 2024 |
DOCX
|
65 KB | |
| WCO Form 3.A (Certification of Submission of the WCO Annual Report) | Certification as the authenticity of the annual report that is submitted online by the WCO in compliance with Clause 7.2.9.2 (d) of the WESM Rules. | 02 Jan 2024 |
DOCX
|
38 KB | |
| WCO Form 3 (WCO Annual Report) | An electronic form of the WCO Annual Report that is required to be accomplished by the WESM Compliance Officer. (The link to the online form is indicated in the file). | 02 Jan 2024 |
XLSX
|
23 KB | |
| WEO Form 1 (WEO Information Sheet) | The WEO form 1 may be used by a WESM Member in the appointment of its WESM Enforcement Officer | 13 Jan 2023 |
DOCX
|
51 KB | |
| CPEMS F05 (Contact Information Sheet) | Form to be used in providing contact details of the representatives of the trading participants which will be used as reference for coordination purposes | 20 Dec 2022 |
DOCX
|
73 KB | |
| CPEMS F04 (Authorization) | Form authorizing the representatives of the trading participants to access, view, and transact in the CPEMS | 20 Dec 2022 |
DOCX
|
62 KB | |
| CPEMS F03 (Request Form) | Form to be used for CPEMS User registration, modifcation or deregistration | 20 Dec 2022 |
DOCX
|
68 KB | |
| CC.CERT.WCO.TMP.02 WCO Information Sheet | An electronic form to be accomplished by the designated WESM Compliance Officer (WCO) in applying for WCO Certification Program which contains some basic/contact information | 20 Dec 2022 |
XLSX
|
24 KB | |
| CC.CERT.WCO.TMP.01 WCO Designation Form For Certification Program | Form to be used by a WESM Member in the appointment of its Designated WESM Compliance Officer to participate in the WCO Certification Program. | 20 Dec 2022 |
DOCX
|
63 KB | |
| WCO Form 3 (WCO Annual Report) | The WCOs may use the WCO Form 3 to help them in the preparation of the WCO Annual Report | 20 Dec 2022 |
DOCX
|
58 KB | |
| WCO Form 2 (WCO Information Sheet) | The WCO Form 2 is accomplished by the designated WESM Compliance Officer (WCO) and contains some basic information and compliance background of the WCO | 20 Dec 2022 |
DOCX
|
58 KB | |
| WCO Form 1 (WCO Appointment) | The WCO form 1 may be used by a WESM Member in the appointment of its WESM Compliance Officer | 20 Dec 2022 |
DOCX
|
45 KB | |
| Request For Reconsideration (Annex) | Form that contains specific details of the request for reconsideration, such as, the pertinent trading dates, intervals, resource IDs, description of incidents, etc., and is made an integral part of the Request for Reconsideration Form | 20 Jun 2022 |
XLSX
|
17 KB | |
| Request for Reconsideration | This is the form/template to be accomplished by the Investigated Party in filing a request for reconsideration of either the CMA results or the PEM Board Action. | 17 Jun 2022 |
DOCX
|
228 KB | |
| Notice of Probable Breach of MO/SO | This is the form/template to be accomplished by a WESM Member or a WESM Committee (except the Compliance Committee) for the investigation on the Market Operator or the System Operator found to have committed a probable breach of the WESM Rules. | 17 Jun 2022 |
DOCX
|
225 KB | |
| Request for Investigation (RFI) or Report of Probable Breach | This is the form/template to be accomplished and filed by a WESM Member, WESM Committee (except the Compliance Committee), the Market Operator, or the System Operator for the investigation on a WESM Member found to have committed a probable breach of the | 17 Jun 2022 |
DOCX
|
225 KB | |
| CC.CERT.TSP.TMP.04 TSP Accomplishment Report Form | A report template/form that is completed by Training Service Providers (TSP) when submitting their accomplishment report semi-annually to the Compliance Committee . | 28 Mar 2022 |
DOCX
|
54 KB | |
| CC.CERT.TSP.TMP.03 Participants Record | This form is completed and submitted to the Compliance Committee by Training Service Providers (TSP) at the conclusion of each WCO-certified training course. It contains all relevant information about the completed training activity. | 28 Mar 2022 |
XLSX
|
34 KB | |
| CC.CERT.TSP.TMP.02 Training Enrollment Form_Sample | This template guide form is to be filled out by applicants or participants who intend to enroll in a specific WCO-certified training course offered by a Training Service Provider (TSP) | 28 Mar 2022 |
DOCX
|
47 KB | |
| CC.CERT.TSP.TMP.01 Annual WCO Certification Program | This is the form/template that Training Service Providers (TSP) must accomplish when submitting their proposed/revised certification program for approval by the Compliance Committee. | 28 Mar 2022 |
DOCX
|
65 KB | |
| Dispatch Deviation Report Form | Dispatch Deviation Report Form | 06 Mar 2020 |
XLSX
|
256 KB | |
| Significant Event Report Form | Significant Event Report Form | 06 Mar 2020 |
XLSX
|
334 KB | |
| Pro-forma Affidavit | Please use this template for the affidavit attesting to the veracity and authenticity of your submitted documents in relation to Compliance Monitoring Activities in WESM. | 24 Feb 2020 |
DOC
|
42 KB | |
| Significant Event Notice | Significant Event Notice | 24 Feb 2020 | 
CSV
|
135 B | |
| Non-Compliance Report Form 2 | Non-compliance report forms are to be filled out and submitted to the Enforcement and Compliance Office (ECO) as part of replies to investigations for possible non-compliance with real-time dispatch schedules or instructions, including breach of the dispa | 24 Feb 2020 |
XLS
|
64 KB | |
| Non-Compliance Report Form 1 | This non-compliance report form is to be filled out and submitted to the Enforcement and Compliance Office (ECO) as part of replies to investigations for possible non-compliance with the must offer rule. For a description of the forms and the guidelines o | 24 Feb 2020 |
XLS
|
72 KB | |
| Significant Event Report Form | This non-compliance report form is to be filled out and submitted to the Enforcement and Compliance | 06 Nov 2019 |
XLSX
|
334 KB | |
| Dispatch Deviation Report Form | Non-compliance report forms are to be filled out and submitted to the Enforcement and Compliance Off | 06 Nov 2019 |
XLSX
|
256 KB |
Compliance Reports
| Title | Description | Date Published | File Type | Size | |
|---|---|---|---|---|---|
| Monthly FAS Report As Of June 2024 | Monthly Forecast Accuracy Standards Report as of June 2024 | 20 Sep 2024 |
PDF
|
957 KB | |
| Consolidated CMAR July 2024 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for July 2024 | 20 Sep 2024 |
PDF
|
35 KB | |
| Monthly FAS Report As Of May 2024 | Monthly Forecast Accuracy Standards Report as of May 2024 | 22 Aug 2024 |
PDF
|
1 MB | |
| Consolidated CMAR June 2024 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for June 2024 | 22 Aug 2024 |
PDF
|
35 KB | |
| Monthly FAS Report As Of April 2024 | Monthly Forecast Accuracy Standards Report as of April 2024 | 19 Jul 2024 |
PDF
|
1 MB | |
| Consolidated CMAR May 2024 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for May 2024 | 19 Jul 2024 |
PDF
|
289 KB | |
| Monthly FAS Report As Of March 2024 | Monthly Forecast Accuracy Standards Report as of March 2024 | 28 Jun 2024 |
PDF
|
1 MB | |
| Consolidated CMAR April 2024 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for April 2024 | 28 Jun 2024 |
PDF
|
167 KB | |
| Monthly FAS Report As Of February 2024 | Monthly Forecast Accuracy Standards Report as of February 2024 | 24 May 2024 |
PDF
|
917 KB | |
| Consolidated CMAR March 2024 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for March 2024 | 24 May 2024 |
PDF
|
35 KB | |
| Monthly FAS Report As Of January 2024 | Monthly Forecast Accuracy Standards Report as of January 20224 | 26 Apr 2024 |
PDF
|
1 MB | |
| Consolidated CMAR February 2024 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for February 2024 | 26 Apr 2024 |
PDF
|
35 KB | |
| Annual FAS Report 2023 | Annual Forecast Accuracy Standards Report for year 2023 | 22 Mar 2024 |
PDF
|
2 MB | |
| Consolidated CMAR January 2024 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for January 2024 | 22 Mar 2024 |
PDF
|
35 KB | |
| Monthly FAS Report As Of November 2023 | Monthly Forecast Accuracy Standards Report as of November 2023 | 23 Feb 2024 |
PDF
|
1 MB | |
| Consolidated CMAR December2023 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for December 2023 | 23 Feb 2024 |
PDF
|
35 KB | |
| Consolidated CMAR November 2023 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for November 2023 | 19 Jan 2024 |
PDF
|
35 KB | |
| Monthly FAS Report As Of September and October 2023 | Monthly Forecast Accuracy Standards Report as of September and October 2023 | 19 Jan 2024 |
PDF
|
2 MB | |
| Consolidated CMAR October 2023 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for October 2023 | 19 Jan 2024 |
PDF
|
35 KB | |
| Monthly FAS Report As Of August 2023 | Monthly Forecast Accuracy Standards Report as of August 2023 | 21 Nov 2023 |
PDF
|
1 MB | |
| Consolidated CMAR September 2023 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for September 2023 | 21 Nov 2023 |
PDF
|
35 KB | |
| Monthly FAS Report As Of July 2023 | Monthly Forecast Accuracy Standards Report as of July 2023 | 20 Oct 2023 |
PDF
|
1 MB | |
| Consolidated CMAR August 2023 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for August 2023 | 20 Oct 2023 |
PDF
|
35 KB | |
| Consolidated CMAR July 2023 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for July 2023 | 22 Sep 2023 |
PDF
|
35 KB | |
| Monthly FAS Report As Of June 2023 | Monthly Forecast Accuracy Standards Report as of June 2023 | 22 Sep 2023 |
PDF
|
1 MB | |
| Monthly FAS Report As Of May 2023 | Monthly Forecast Accuracy Standards Report as of May 2023 | 18 Aug 2023 |
PDF
|
1 MB | |
| Consolidated CMAR June 2023 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for June 2023 | 18 Aug 2023 |
PDF
|
35 KB | |
| Consolidated CMAR May 2023 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for May 2023 | 21 Jul 2023 |
PDF
|
35 KB | |
| Monthly FAS Report As Of April 2023 | Monthly Forecast Accuracy Standards Report as of April 2023 | 20 Jul 2023 |
PDF
|
1 MB | |
| Consolidated CMAR April 2023 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for April 2023 | 23 Jun 2023 |
PDF
|
35 KB | |
| Monthly FAS Report As Of March 2023 | Monthly Forecast Accuracy Standards Report as of March 2023 | 23 Jun 2023 |
PDF
|
1 MB | |
| Consolidated CMAR March 2023 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for March 2023 | 22 May 2023 |
PDF
|
35 KB | |
| Monthly FAS Report As Of February 2023 | Monthly Forecast Accuracy Standards Report as of February 2023 | 22 May 2023 |
PDF
|
2 MB | |
| Monthly FAS Report as of January 2023 | Monthly Forecast Accuracy Standards Report as of January 2023 | 26 Apr 2023 |
PDF
|
1 MB | |
| Consolidated CMAR February 2023 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for February 2023 | 21 Apr 2023 |
PDF
|
34 KB | |
| Annual FAS Report 2022 | Annual Forecast Accuracy Standrads Report for year 2022 | 31 Mar 2023 |
PDF
|
2 MB | |
| Consolidated CMAR January 2023 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for January 20223 | 17 Mar 2023 |
PDF
|
35 KB | |
| Monthly FAS Report as of November 2022 | Monthly Forecast Accuracy Standards Report as of November 2022 | 27 Feb 2023 |
PDF
|
2 MB | |
| Consolidated CMAR December 2022 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for December 2022 | 21 Feb 2023 |
PDF
|
35 KB | |
| Consolidated CMAR November 2022 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for November 2022 | 20 Jan 2023 |
PDF
|
35 KB | |
| Consolidated CMAR October 2022 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for October 2022 | 23 Dec 2022 |
PDF
|
35 KB | |
| Consolidated CMAR September 2022 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for September 2022 | 22 Nov 2022 |
PDF
|
35 KB | |
| Consolidated CMAR August 2022 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for August 2022 | 20 Oct 2022 |
PDF
|
35 KB | |
| Consolidated CMAR July 2022 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for July 20202 | 22 Sep 2022 |
PDF
|
35 KB | |
| Consolidated CMAR June 2022 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for June 2022 | 18 Aug 2022 |
PDF
|
35 KB | |
| Monthly FAS Report As Of May 2022 | Monthly Forecast Accuracy Standards Report as of May 2022 | 18 Aug 2022 |
PDF
|
385 KB | |
| Consolidated CMAR May 2022 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for May 2022 | 02 Aug 2022 |
PDF
|
35 KB | |
| Monthly FAS Report As Of April 2022 | Monthly Forecast Accuracy Standards Report as of April 2022 | 01 Aug 2022 |
PDF
|
549 KB | |
| Consolidated CMAR April 2022 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for April 2022 | 16 Jun 2022 |
PDF
|
35 KB | |
| Monthly FAS Report as of March 2022 | Monthly Forecast Accuracy Standards Report as of March 2022 | 07 Jun 2022 |
PDF
|
424 KB | |
| Consolidated CMAR March 2022 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for March 2022 | 18 May 2022 |
PDF
|
34 KB | |
| Monthly FAS Report as of February 2022 | Monthly Forecast Accuracy Standards Report as of February 2022 | 09 May 2022 |
PDF
|
538 KB | |
| Consolidated CMAR February 2022 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for February 2022 | 20 Apr 2022 |
PDF
|
34 KB | |
| Monthly FAS Report as of January 2022 | Monthly Forecast Accuracy Standards Report as of January 2022 | 04 Apr 2022 |
PDF
|
382 KB | |
| Consolidated CMAR January 2022 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for January 2022 | 16 Mar 2022 |
PDF
|
35 KB | |
| Consolidated CMAR June 2021 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for June 2021 | 31 Aug 2021 |
PDF
|
140 KB | |
| Consolidated CMAR May 2021 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for May 2021 | 16 Jul 2021 |
PDF
|
107 KB | |
| Consolidated CMAR April 2021 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for April 2021 | 10 Jun 2021 |
PDF
|
136 KB | |
| Consolidated CMAR March 2021 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for March 2021 | 18 May 2021 |
PDF
|
328 KB | |
| Consolidated CMAR February 2021 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for February 2021 | 15 Apr 2021 |
PDF
|
330 KB | |
| Consolidated CMAR For January 2021 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for January 2021 | 11 Mar 2021 |
PDF
|
330 KB | |
| Consolidated CMAR December 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for December 2020 | 11 Feb 2021 |
PDF
|
136 KB | |
| Consolidated CMAR November 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for November 2020 | 15 Jan 2021 |
PDF
|
328 KB | |
| Consolidated CMAR For October 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for October 2020 | 11 Dec 2020 |
PDF
|
136 KB | |
| Consolidated CMAR for September 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for September 2020 | 20 Nov 2020 |
PDF
|
328 KB | |
| Consolidated CMAR For August 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for August 2020 | 16 Oct 2020 |
PDF
|
110 KB | |
| Consolidated CMAR For July 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for July 2020 | 14 Sep 2020 |
PDF
|
113 KB | |
| Consolidated CMAR For June 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for June 2020 | 14 Aug 2020 |
PDF
|
112 KB | |
| Consolidated CMAR For May 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for May 2020 | 17 Jul 2020 |
PDF
|
112 KB | |
| Consolidated CMAR For April 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for April 2020 | 15 Jun 2020 |
PDF
|
470 KB | |
| Consolidated CMAR For March 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for March 2020 | 15 May 2020 |
PDF
|
465 KB | |
| Consolidated CMAR for February 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for February 2020 | 17 Apr 2020 |
PDF
|
461 KB | |
| Consolidated CMAR for January 2020 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for January 20120 | 02 Apr 2020 |
PDF
|
472 KB | |
| Consolidated CMAR For December 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for December 2019 | 26 Mar 2020 |
PDF
|
476 KB | |
| Consolidated CMAR For November 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for November 2019 | 26 Mar 2020 |
PDF
|
460 KB | |
| Consolidated CMAR For October 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for October 2019 | 26 Mar 2020 |
PDF
|
474 KB | |
| Consolidated CMAR for September 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for September 2019 | 26 Mar 2020 |
PDF
|
474 KB | |
| Consolidated CMAR for August 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for August 2019 | 26 Mar 2020 |
PDF
|
475 KB | |
| Consolidated CMAR for July 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for July 2019 | 26 Mar 2020 |
PDF
|
484 KB | |
| Consolidated CMAR for June 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for June 2019 | 26 Mar 2020 |
PDF
|
485 KB | |
| Consolidated CMAR for May 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for May 2019 | 26 Mar 2020 |
PDF
|
476 KB | |
| Consolidated CMAR for April 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for April 2019 | 26 Mar 2020 |
PDF
|
469 KB | |
| Consolidated CMAR for March 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for March 2019 | 26 Mar 2020 |
PDF
|
486 KB | |
| Consolidated CMAR for February 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for February 2019 | 26 Mar 2020 |
PDF
|
471 KB | |
| Consolidated CMAR for January 2019 | Consolidated Compliance Monitoring and Assessment Report (CMAR) for January 2019 | 26 Mar 2020 |
PDF
|
477 KB |
PEMC Updates